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Anchors Away: Why the Anchoring Effect Suggests that Judges should be able to Participate in Plea Discussions

机译:抛锚:为什么锚定效应表明法官应该能够参与辩诉讨论

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摘要

The “anchoring effect” is a cognitive bias by which people evaluate numbers by focusing on a reference point—an anchor—and adjusting up or down. Unfortunately, people usually do not sufficiently adjust away from their anchors, so the initial choice of anchors has an inordinate effect on their final estimates. More than ninety percent of all criminal cases are resolved by plea bargains. In the vast majority of those cases, the prosecutor makes the initial plea offer, and prosecutors often make high initial offers. Assuming that the prosecutor’s opening offer operates as an anchor, nearly all criminal case in this country produce unjust results based upon an unconscious cognitive bias. This Article proposes a solution that most jurisdictions have rejected: Judges should be able to participate in the plea discussions. Federal Rule of Criminal Procedure 11(c)(1) and most state counterparts strictly preclude judges from participating in plea discussions, but a few jurisdictions permit judicial participation. In these jurisdictions, plea discussions commence with the prosecution and defense laying out their cases and asking for particular dispositions and the judge responding with the expected post-plea sentence. This Article contends that this type of judicial participation would reduce the anchoring effect.
机译:“锚定效应”是一种认知偏见,人们可以通过将注意力集中在参考点(锚点)上并上下调整来评估数字。不幸的是,人们通常不会充分地远离他们的锚,因此锚的初始选择会对他们的最终估计产生过大的影响。在所有刑事案件中,有90%以上是通过辩诉交易解决的。在绝大多数情况下,检察官会提出最初的要约提议,而检察官通常会提出很高的初始要约。假设检察官的开立要约是锚,那么该国几乎所有刑事案件都将基于无意识的认知偏见而产生不公正的结果。本文提出了大多数司法管辖区都拒绝的解决方案:法官应能够参与辩诉讨论。联邦《刑事诉讼程序规则》 11(c)(1)和大多数州的同行严格禁止法官参加辩诉讨论,但少数司法管辖区允许司法参与。在这些管辖区中,辩诉的讨论始于控方和辩方陈述其案件并要求进行特殊处理,而法官则以预期的请求后判决作出回应。该条认为,这种司法参与将降低锚定效应。

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    Miller, Colin;

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